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- Survival Guide for the SML Audit

The Survival Guide for the SML Audit is a “one of a kind course” dealing with what you can expect when the SML State Auditors visit you, your books, and your records.  The state auditors will be there to determine if you are in full compliance with Federal and State Law and Regulations. 

This unique course developed by Alliance Academy Consulting Services Division contains critical information that you need to get it right and stay out of trouble! 

We walk you through the same system the SML department uses in their Audits.  Get ready now with this course before its too late!  This is critical information for all Mortgage Brokers, Loan Officers, and Processors.

Please check the calendar for the course listings. 

Approved for 8 Hours Core Continuing Education

Mtg Broker License Act Internet Activities
HMDA Annual Reporting Guidelines Mtg Bkr Examination Documents
Texas Finance Code Examination Advertising
Overview Dual License Holders Equal Credit Opportunity Act (ECOA)
Truth In Lending Act (TILA) OTS Compliance Program Guidelines
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Email - Jerry Rutledge
Email - Rachel McNamara

• Toll Free: (800) 353-9814
• DFW Metroplex: (972) 980-0643
• FAX: (972) 980-0616

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